Economics of regulation

Results: 20928



#Item
411Corporate finance / Investment / Financial regulation / Selective disclosure / Investor relations / United States corporate law / Financial economics / Stock market / Finance

Siemens Limited Principles of Fair Disclosure for purposes of Code of Practices and Procedures for Fair Disclosure of Unpublished Price Sensitive Information. 1. Prompt public disclosure of unpublished price sensitive in

Add to Reading List

Source URL: www.siemens.co.in

Language: English - Date: 2015-05-14 06:50:19
412Disgorgement / Debenture / Securities Act / Financial regulation / Economics / Financial economics / Mutual fund scandal / United States Securities and Exchange Commission / Corporate crime / Fair Fund

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-28 12:52:44
413Financial regulation / New Deal / Securities Act / Financial economics / Securities Exchange Act / Securities and Exchange Commission / Financial system / Stock market / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-20 14:35:45
414Stock market / Financial markets / Financial regulation / Contract for difference / Wagering / Order / Spread betting / Slippage / Electronic trading platform / Financial economics / Investment / Finance

GAIN Capital – FOREX.com UK Ltd. EXECUTION POLICY for the Dealbook Suite of Platforms 1) Introduction The Execution Policy should be read in conjunction with our Account Agreement or General Terms, as applicable, and,

Add to Reading List

Source URL: documents.gftuk.com

Language: English - Date: 2014-02-28 15:49:27
415Indiana Utility Regulatory Commission / Electric utility / Public utilities commission / Rate case / Indiana / Public utilities / Economics of regulation / Public administration

115 West Washington St. Suite 1500 South Indianapolis, INwww.IN.gov/OUCC

Add to Reading List

Source URL: www.in.gov

Language: English - Date: 2015-05-27 10:34:00
416Investment / Financial institutions / Institutional investors / Property insurance / Kemper Corporation / Dai-ichi Life / Insurance / Financial economics / Types of insurance

-- Florida Office of Insurance Regulation -- TopPolicies in Force Personal & Commercial Residential Data as of December 31, 2014

Add to Reading List

Source URL: www.floir.com

Language: English - Date: 2015-04-09 16:10:47
417Bank regulation in the United States / Federal Deposit Insurance Corporation / Financial economics / Certificate of deposit / Deposit insurance / Savings and loan association / Deposit account / UmbrellaBank.com / Certificate of Deposit Account Registry Service / Financial services / Finance / Banking

Microsoft Word - FDIC Deposit Insurance Coverage revdoc

Add to Reading List

Source URL: www.commercebanktv.com

Language: English - Date: 2011-09-09 18:13:39
418Financial institutions / Institutional investors / Kemper Corporation / American Family Insurance / Insurance / Financial economics / Investment

-- Florida Office of Insurance Regulation -- TopPolicies Canceled Personal & Commercial Residential Data as of December 31, 2014

Add to Reading List

Source URL: www.floir.com

Language: English - Date: 2015-04-09 16:11:37
419Securities fraud / Securities Exchange Act / Financial regulation / Financial system / Financial economics / Corporate crime / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission

RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit I.O.Pb) File Name: 15a0099p.06 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

Add to Reading List

Source URL: www.courthousenews.com

Language: English - Date: 2015-05-27 09:24:51
420Financial markets / Financial accounting / Financial regulation / Balance sheet / Security / Securities Investor Protection Corporation / Repurchase agreement / Fair value / Federal Reserve System / Finance / Business / Financial economics

Apex Clearing Corporation Statement of Financial Condition December 31, 2013 Apex Clearing Corporation is a member of FINRA, NYSE MKT LLC, NYSE Arca, Inc., BATS Y Exchange, Inc., BATS Z Exchange, Inc. BOX Options Exchan

Add to Reading List

Source URL: brokerage-static.s3.amazonaws.com

Language: English - Date: 2015-03-12 07:35:04
UPDATE